Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 4 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 4 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2018)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF30 Customer (8 Feb 2018 to 17 Oct 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 Feb 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 Feb 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.