Nick Hawkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (17 May 2024 to 31 Oct 2024)
    • [FCA CF] Client dealing (17 May 2024 to 30 Apr 2025)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (17 May 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (17 May 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (12 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.