Nick Dent

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 13 Mar 2026)
    • [FCA CF] Client dealing (since 10 Feb 2023)
    • [FCA CF] Material risk taker (since 10 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Feb 2023)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 13 Aug 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 13 Mar 2026)
    • [FCA CF] Client dealing (since 10 Feb 2023)
    • [FCA CF] Material risk taker (since 10 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Feb 2023)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 13 Aug 2024)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Manager of certification employee (since 13 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Feb 2023)
    • [FCA CF] Client dealing (since 10 Feb 2023)
    • [FCA CF] Material risk taker (since 10 Feb 2023)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 13 Aug 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (3 Jul 2018 to 8 Jun 2022)
    • [FCA CF] Manager of certification employee (3 Jul 2018 to 8 Jun 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Sep 2005 to 23 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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