Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (30 Jul 2019 to 25 Feb 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Sep 2022)
- CF30 Customer (4 Aug 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (30 Jul 2019 to 25 Feb 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.