Nick Carey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 1 Oct 2022)
    • [FCA CF] Manager of certification employee (since 7 Jun 2021)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (31 Mar 2020 to 31 Jul 2024)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF1 Director (26 Jan 2004 to 24 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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