Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2026)
    • [FCA CF] Manager of certification employee (20 Dec 2020 to 15 Jan 2021)
    • [FCA CF] Client dealing (9 Aug 2018 to 1 Oct 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Apr 2004 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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