Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 26 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2026)
- [FCA CF] Manager of certification employee (20 Dec 2020 to 15 Jan 2021)
- [FCA CF] Client dealing (9 Aug 2018 to 1 Oct 2022)
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- CF30 Customer (24 Jun 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Apr 2004 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.