Nicholus James Blunt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One and All Financial Services Ltd

    FRN 672406

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 26 Jun 2018)
    • CF2 Non Executive Director (AR) (27 Jan 2021 to 18 Apr 2023)
    • CF1 Director (AR) (30 Jul 2019 to 4 Jan 2022)
    • CF30 Customer (20 Sep 2018 to 16 Apr 2026)
    • CF10 Compliance Oversight (26 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jun 2018 to 8 Dec 2019)
    • CF1 Director (17 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jul 2015 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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