Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Mar 2018)
    • (31)Employed By (since 7 Mar 2018)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (15)Employed By (19 Aug 2015 to 8 Dec 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (19 Aug 2015 to 8 Dec 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Feb 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.