Nicholas Young

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Newcastle Building Society
FRN 156058
- [FCA CF] Significant management (since 13 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2025)
- [FCA CF] Manager of certification employee (since 13 Jan 2025)
- [FCA CF] Material risk taker (since 13 Jan 2025)
Leeds Building Society (no longer approved here)
FRN 164992
- SMF18 Other Overall Responsibility (25 Mar 2019 to 30 Sep 2024)
- [FCA CF] Material risk taker (1 Jan 2019 to 30 Sep 2024)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (1 Dec 2001 to 6 Sep 2002)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (1 Dec 2001 to 6 Sep 2002)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.