Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- [FCA CF] Significant management (since 12 Mar 2021)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 21 Nov 2025)
- CF11 Money Laundering Reporting (25 Sep 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Sep 2018 to 8 Dec 2019)
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EVOLUTION WEALTH NETWORK LIMITED
FRN 591218
- [FCA CF] Significant management (since 12 Mar 2021)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 21 Nov 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
- CF11 Money Laundering Reporting (25 Sep 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Sep 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (5 May 2021 to 1 Mar 2023)
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- [FCA CF] Manager of certification employee (12 Mar 2021 to 1 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
- CF11 Money Laundering Reporting (2 Oct 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (5 Dec 2017 to 3 Jan 2019)
- CF10 Compliance Oversight (8 Apr 2016 to 5 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.