Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 12 Mar 2021)
    • [FCA CF] Manager of certification employee (12 Mar 2021 to 21 Nov 2025)
    • CF11 Money Laundering Reporting (25 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2018 to 8 Dec 2019)
    • [FCA CF] Significant management (since 12 Mar 2021)
    • [FCA CF] Manager of certification employee (12 Mar 2021 to 21 Nov 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (25 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2018 to 8 Dec 2019)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • [FCA CF] Manager of certification employee (5 May 2021 to 1 Mar 2023)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Manager of certification employee (12 Mar 2021 to 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Dec 2017 to 3 Jan 2019)
    • CF10 Compliance Oversight (8 Apr 2016 to 5 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.