Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 16 Oct 2024)
- CF30 Customer (2 Feb 2016 to 6 Mar 2016)
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Coutts & Company
FRN 122287
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 14 Aug 2017)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- CF30 Customer (11 Dec 2015 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2003)
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- [FCA CF] Manager of certification employee (2 Apr 2018 to 11 Feb 2019)
- [FCA CF] Functions requiring qualifications (2 Apr 2018 to 11 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.