Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • CF30 Customer (2 Feb 2016 to 6 Mar 2016)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (11 Dec 2015 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2003)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 11 Feb 2019)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 11 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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