Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (15 Sep 2022 to 11 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.