Nicholas William Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connexion Capital LLP

    FRN 480006

    • CF30 Customer (since 6 Nov 2025)
  • Ascender Fund Partners (UK) Limited

    FRN 924419

    • (2)Employed By (since 6 Nov 2025)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • SMF18 Other Overall Responsibility (30 Nov 2020 to 30 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Mar 2002 to 31 Oct 2007)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • SMF3 Executive Director (30 Nov 2020 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2022)
    • CF29 Significant management (19 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (19 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.