Nicholas Weston Wells

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Client dealing (since 20 Nov 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (13 Oct 2015 to 17 May 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (18 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.