Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (6)Employed By (since 8 Jun 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2023)
    • CF30 Customer (since 20 Nov 2023)
    • CF2 Non Executive Director (AR) (8 Jun 2024 to 11 Jun 2024)
    • CF1 Director (AR) (14 Jan 2024 to 16 Mar 2026)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF3 Chief Executive (AR) (1 Apr 2021 to 30 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (AR) (8 May 2017 to 30 Nov 2023)
    • CF30 Customer (29 Feb 2012 to 30 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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