Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 15 Nov 2018)
- CF30 Customer (since 22 Jun 2016)
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Ashwood Law Wealth Management Ltd
FRN 538265
- (4)Employed By (since 10 Mar 2014)
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- CF30 Customer (30 Mar 2011 to 1 Aug 2016)
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- Employed By (30 Mar 2011 to 22 Nov 2024)
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- Employed By (30 Mar 2011 to 12 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (4)Employed By at Ashwood Law Wealth Management Ltd