Nicholas Trahaiarn Stefan Evans-Rakowski

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fundsmith LLP
FRN 523102
- [FCA CF] Significant management (since 25 May 2022)
- [FCA CF] CASS oversight function (13 Jan 2022 to 2 Jan 2025)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Manager of certification employee (10 Aug 2020 to 14 May 2021)
- [FCA CF] Material risk taker (10 Aug 2020 to 14 May 2021)
IG Index Limited (no longer approved here)
FRN 114059
- CF30 Customer (6 Nov 2014 to 18 Apr 2017)
IG Markets Limited (no longer approved here)
FRN 195355
- CF30 Customer (6 Nov 2014 to 18 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.