Nicholas Thomas Stephen Waterton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (24 Oct 2017 to 12 Jan 2020)
    • CF30 Customer (30 Jul 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (24 Oct 2017 to 12 Jan 2020)
    • CF30 Customer (30 Jul 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2005 to 30 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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