Nicholas Thomas Andrew Hodgson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 472929
- CF2 Non Executive Director (27 Mar 2017 to 31 Aug 2017)
Evelyn Partners Investment Management LLP (no longer approved here)
FRN 580531
- CF4 Partner (13 May 2013 to 8 Dec 2015)
- CF30 Customer (7 May 2013 to 7 May 2013)
Evelyn Partners Investment Services Limited (no longer approved here)
FRN 131816
- CF1 Director (10 Jul 2012 to 8 Dec 2015)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF1 Director (3 Jan 2006 to 30 Jun 2006)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF1 Director (1 Dec 2001 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.