Nicholas Stephen Spencer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (27 Sep 2011 to 31 May 2018)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (29 Apr 2009 to 5 Aug 2011)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (13 Jun 2006 to 2 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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