Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (28 Mar 2024 to 20 Aug 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (28 Mar 2024 to 20 Aug 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (28 Mar 2024 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 Sep 2022 to 27 Sep 2024)
    • CF29 Significant management (11 Feb 2011 to 6 Mar 2016)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (28 Mar 2024 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 Sep 2022 to 11 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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