Nicholas Stephen Hall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (2 Jan 2024 to 17 Feb 2025)
    • [FCA CF] Client dealing (2 Jan 2024 to 17 Feb 2025)
    • [FCA CF] Manager of certification employee (2 Jan 2024 to 17 Feb 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (2 Jan 2024 to 17 Feb 2025)
    • [FCA CF] Manager of certification employee (2 Jan 2024 to 17 Feb 2025)
    • [FCA CF] Client dealing (2 Jan 2024 to 17 Feb 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (1 Dec 2021 to 19 Oct 2023)
  • Tenaron Capital Management UK LLP (no longer approved here)

    FRN 811869

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2021)
    • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
    • CF4 Partner (6 Nov 2019 to 6 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2019)
    • CF30 Customer (6 Oct 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Oct 2011 to 3 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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