Nicholas Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edmonds and Simpson Wealth Management Limited

    FRN 1016850

    • (1)Employed By (since 18 Dec 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF30 Customer (since 23 Aug 2023)
  • Nicholas Smith (no longer approved here)

    FRN 999837

    • (1)Employed By (23 Aug 2023 to 19 Dec 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 11 May 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (19 Apr 2016 to 1 Jul 2018)
    • CF30 Customer (1 May 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 May 2009 to 16 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.