Nicholas Simon Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (4 Feb 2005 to 8 Jan 2007)
    • CF22 Investment Adviser (Trainee) (3 Sep 2004 to 4 Feb 2005)
    • CF7 Sole Trader (AR) (3 Sep 2004 to 28 Oct 2005)
  • Nick Brown (no longer approved here)

    FRN 215713

    • (1)Employed By (1 Dec 2001 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.