Nicholas Sanderson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank Pictet & Cie (Europe) AG

    FRN 989443

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 23 May 2023)
    • [FCA CF] Client dealing (since 23 May 2023)
    • [FCA CF] Functions requiring qualifications (26 May 2023 to 30 Oct 2024)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Manager of certification employee (6 Jan 2022 to 1 Nov 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2022)
    • CF30 Customer (27 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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