Nicholas Rustad

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taula Capital Management (UK) LLP (no longer approved here)

    FRN 1002451

    • [FCA CF] Significant management (29 Apr 2024 to 31 Jan 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF6 Head of Key Business Areas (29 Nov 2019 to 16 May 2022)
    • SMF18 Other Overall Responsibility (16 Jun 2017 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (16 Jun 2017 to 16 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.