Nicholas Rosenblatt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mercer Limited
FRN 121935
- [FCA CF] Client dealing (since 9 Dec 2019)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF29 Significant management (24 Jan 2014 to 18 Mar 2015)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF29 Significant management (24 Jan 2014 to 18 Mar 2015)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF30 Customer (1 Nov 2007 to 21 Dec 2017)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 May 2005 to 21 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.