Nicholas Roger Prowting

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [FCA CF] Client dealing (since 20 Dec 2021)
    • [FCA CF] Manager of certification employee (5 Mar 2025 to 4 Mar 2026)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
    • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (2 Feb 2015 to 26 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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