Nicholas Robert Wheeler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 21 Jan 2026)
    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 16 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2019 to 8 Jul 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2017 to 5 Apr 2022)
    • [FCA CF] Client dealing (10 Feb 2017 to 8 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (21 Jan 2026 to 12 Feb 2026)
    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 16 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2019 to 8 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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