Nicholas Robert Trayford

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 2 Dec 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
    • CF30 Customer (7 Mar 2014 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 Apr 2014)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 13 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.