Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIMCO Europe Ltd
FRN 149303
- [FCA CF] Client dealing (since 29 Mar 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Aug 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Aug 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Dec 2003 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.