Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 1 May 2025)
  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • CF27 Investment Management (27 Jan 2004 to 26 Sep 2007)
    • CF1 Director (24 Jul 2002 to 26 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.