Nicholas Robert Doree

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2024)
    • CF1 Director (AR) (27 Sep 2012 to 9 Jul 2024)
    • CF30 Customer (27 Sep 2012 to 9 Jul 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 2 Oct 2012)
    • CF1 Director (AR) (8 Feb 2007 to 2 Oct 2012)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
  • Bull Wealth Management Ltd (no longer approved here)

    FRN 463414

    • Employed By (8 Feb 2007 to 9 Jul 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.