Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 25 Mar 2026)
- CF30 Customer (since 25 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
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Julian Harris Financial Consultants
FRN 153566
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Feb 2019)
- CF30 Customer (since 7 Feb 2019)
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KLP Consultants Ltd
FRN 832106
- (2)Employed By (since 7 Feb 2019)
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- CF30 Customer (6 Jul 2015 to 1 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
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