Nicholas Richard Tyler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adelphi Capital LLP (no longer approved here)

    FRN 401436

    • [FCA CF] Client dealing (31 Dec 2020 to 30 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Mar 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (15 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Sep 2004 to 9 Apr 2015)
    • CF13 Finance (30 Sep 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Sep 2004 to 9 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.