Nicholas Richard Croft

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (20 Aug 2010 to 8 Dec 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF26 Customer Trading (21 Feb 2006 to 31 Oct 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF22 Investment Adviser (Trainee) (13 Jan 2006 to 14 Feb 2006)
    • CF21 Investment Adviser (13 Jan 2006 to 14 Feb 2006)
    • CF26 Customer Trading (13 Jan 2006 to 14 Feb 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.