Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Dec 2022)
    • CF30 Customer (since 21 Nov 2022)
    • CF1 Director (AR) (since 21 Nov 2022)
    • (1)Employed By (since 10 Nov 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 12 Dec 2022)
    • CF1 Director (AR) (10 Nov 2021 to 16 Dec 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (29 Jun 2016 to 29 Jun 2021)
    • [FCA CF] Manager of certification employee (10 Jun 2016 to 29 Jun 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (13 Jun 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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