Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Dec 2022)
- CF30 Customer (since 21 Nov 2022)
- CF1 Director (AR) (since 21 Nov 2022)
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Greenwood Mortgages Ltd
FRN 957552
- (1)Employed By (since 10 Nov 2021)
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- Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 12 Dec 2022)
- CF1 Director (AR) (10 Nov 2021 to 16 Dec 2022)
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- [FCA CF] Functions requiring qualifications (29 Jun 2016 to 29 Jun 2021)
- [FCA CF] Manager of certification employee (10 Jun 2016 to 29 Jun 2021)
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- CF30 Customer (13 Jun 2008 to 31 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.