Nicholas Playford Forgan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (11 Aug 2021 to 1 Mar 2024)
    • [FCA CF] Client dealing (8 Dec 2016 to 8 Jan 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Mar 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2024)
    • CF29 Significant management (29 Jul 2014 to 6 Mar 2016)
    • CF30 Customer (23 Apr 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (8 Dec 2016 to 8 Jan 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2024)
    • CF29 Significant management (29 Jul 2014 to 6 Mar 2016)
    • CF30 Customer (23 Apr 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.