Nicholas Pike

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Belmayne Independent Financial Services LLP

    FRN 409714

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2024)
    • [FCA CF] Client dealing (since 21 Oct 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (2 Nov 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2006 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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