Nicholas Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Jul 2015)
  • Nicholas Phillips

    FRN 695295

    • (1)Employed By (since 1 Jul 2015)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (21 Aug 2012 to 9 Jul 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Aug 2012 to 9 Jul 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 7 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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