Nicholas Philip Mark Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 20 Sep 2022)
- [FCA CF] Client dealing (30 Nov 2020 to 22 Jun 2021)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (19 Jul 2021 to 5 May 2022)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (4 Nov 2013 to 7 Feb 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (4 Nov 2013 to 7 Feb 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (4 Nov 2013 to 7 Feb 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (4 Nov 2013 to 7 Feb 2019)
BlueBay Asset Management LLP (no longer approved here)
FRN 571599
- CF30 Customer (2 Apr 2012 to 3 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.