Nicholas Philip Dudley Wolf

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 27 Aug 2019)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Aug 2012 to 29 Nov 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (9 Jul 2010 to 10 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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