Nicholas Peter Stanley Morris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nicholas Morris

    FRN 925329

    • (1)Employed By (since 9 Dec 2022)
    • (1)Employed By (30 Apr 2020 to 6 Jan 2021)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Apr 2019)
  • Strickland Wealth Management (no longer approved here)

    FRN 576157

    • (1)Employed By (14 Dec 2020 to 22 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Strickland Wealth Management

  2. controlled function added: (1)Employed By at Strickland Wealth Management