Nicholas Peter Searle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited

    FRN 224621

    • [FCA CF] Significant management (since 15 Jul 2024)
    • [FCA CF] Manager of certification employee (since 4 Oct 2023)
    • [FCA CF] Client dealing (since 18 Oct 2021)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2021)
    • CF30 Customer (18 Mar 2015 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (14 Dec 2011 to 17 Mar 2015)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF21 Investment Adviser (22 Aug 2005 to 7 Sep 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (14 Mar 2002 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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