Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALFRED HENRY CORPORATE FINANCE LIMITED
FRN 181163
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jan 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (6 Aug 2007 to 31 Oct 2007)
- CF1 Director (21 Mar 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.