Nicholas Peter Baron

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (26 Apr 2010 to 1 May 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Mar 2007 to 22 Mar 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.