Nicholas Paul Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Murray Associates Limited

    FRN 458363

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 11. Pension transfer specialist
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 10 Feb 2023)
    • SMF3 Executive Director (since 10 Feb 2023)
    • [PRA CF] Key function holder (since 15 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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