Nicholas Paul Sinfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marick Capital Limited (no longer approved here)

    FRN 600131

    • [FCA CF] Significant management (26 Aug 2020 to 29 Sep 2024)
    • [FCA CF] Client dealing (26 Aug 2020 to 29 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2024)
    • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
    • CF1 Director (4 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2013 to 28 Aug 2019)
    • CF11 Money Laundering Reporting (4 Oct 2013 to 8 Dec 2019)
  • Jones Lang Lasalle Corporate Finance Limited (no longer approved here)

    FRN 140854

    • CF30 Customer (1 Nov 2007 to 14 Oct 2013)
    • CF22 Investment Adviser (Trainee) (30 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.