Nicholas Paul Broderick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (AR) (27 Oct 2020 to 21 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (13 Oct 2020 to 21 Jan 2022)
    • [FCA CF] Client dealing (13 Oct 2020 to 21 Jan 2022)
  • Broderick Financial Services Limited (no longer approved here)

    FRN 936188

    • Employed By (27 Oct 2020 to 21 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.