Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (14 Sep 2021 to 30 Oct 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 30 Oct 2022)
    • CF30 Customer (13 May 2011 to 6 Mar 2016)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • CF30 Customer (13 Dec 2010 to 8 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.